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William Fletcher Davis

Tiaa-Cref Individual & Institutional Services, LLC

Pasadena, CA

Yorba Linda, CA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-08-15
  • CA RA
    APPROVED
    Since 2014-08-15

Branch Locations

35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Pasadena CA 07/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Pasadena CA 07/2014 Present
Previous Registrations
  • 1999-08-23 → 2014-07-21
    Strategic Advisers Llc
    Brea, CA
    Los Angeles, CA
    Salt Lake City, UT
    Torrance, CA
    Torrance, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-12
S63 Uniform Securities Agent State Law Examination 1993-11-22
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1993-11-22

View on SEC IAPD

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