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Adam Jason Schur

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2017-05-09
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2017-05-09

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 06/2009 01/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 01/2017 Present
Bank Of America, N.A. White Plains NY 02/2017 Present
  • 06/2009 → 01/2017
    Morgan Stanley
    Purchase, NY
  • 01/2015 → 01/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    White Plains, NY
  • 02/2017 → Present
    Bank Of America, N.A.
    White Plains, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-10
S63 Uniform Securities Agent State Law Examination 1997-03-18
  • S65 Uniform Investment Adviser Law Examination
    1997-04-10
  • S63 Uniform Securities Agent State Law Examination
    1997-03-18

View on SEC IAPD

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