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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
21250 Hawthorne Blvd, Ste 500, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Women'S Club Of Hermosa Beach | Los Angeles | CA | 01/2004 | 06/2019 |
| Redondo Beach Council Pta | Redondo Beach | CA | 09/2013 | 07/2021 |
| Adams Middle School | Redondo Beach | CA | 09/2014 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Torrance | CA | 10/2014 | 07/2021 |
| Waddell & Reed, Inc | Torrance | CA | 10/2014 | 07/2021 |
| K3 Property Solutions | Torrance | CA | 05/2016 | 07/2021 |
| Temple Emet | Torrance | CA | 07/2016 | 07/2021 |
| Redondo Beach Ptsa | Redondo Beach | CA | 08/2017 | 06/2020 |
| Lpl Financial Llc | Torrance | CA | 07/2021 | Present |
10/2014-Present; Various Insurance Carriers For W&R Insurance Agencies; Torrance, Ca; Insurance Sales; Invest-Related; Insurance Agent. 09/2014-Present; Adams Middle School; Redondo Beach, Ca; Parent Teach Association; Not Invest-Related; Parliamentarian; 3 Hrs/Mo; 0 Sec Hrs/Day. 05/2016-PRESENT; K3 PROPERTY SOLUTIONS; TORRANCE, CA; INVESTMENT RELATED: N; LLC; MANAGER; 40 HRS/MON; 0 SEC HRS/DAY. 07/2016-PRESENT; TEMPLE EMET; TORRANCE, CA; INVESTMENT RELATED: N; LLC; TREASURER; 4HRS/MO; 0 SECHRS/MO. 08/2017-PRESENT; REDONDO BEACH PTSA; REDONDO BEACH, CA; INVESTMENT RELATED: N; NON PROFIT; AUDITOR; 4 HRS/MO; 0 SEC HRS/MO;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-09 |
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