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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| KY | RA | APPROVED | 2011-10-21 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Louisville | KY | 09/2011 | Present |
*464801 - Bellavita LLC; Investment related -Yes; prospect, Kentucky; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2021; During business hours: 0; After business hours: 2; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-07 |
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