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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-04-29 |
| WI | RA | APPROVED | 2021-03-01 |
Branch Locations
455 Winding Brook Drive, Glastonbury, CT 06033 • United States
Union Grove, WI • United States
24221 75Th St, Salem, WI 53168 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Racine | WI | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Racine | WI | 11/2016 | 02/2021 |
| Lpl Financial Llc | Union Grove | WI | 03/2021 | Present |
| Community State Bank | Union Grove | WI | 03/2021 | 04/2024 |
1) 03/01/2021 - Real Estate Rental - Farmland homestead - no business name - land owner- Inv. Related - Home Based - start date 8/1/1997 - 0 Hours Per Month/ 0 Hours During Trading 2) 05/16/2024 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 100 Hours Per Month/ 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-28 |
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