Mark Andrew Macarthur

Current Employers

Employment History

• 01/2008 → 08/2017
  Criterion Wealth Management
  Valencia, CA
• 11/2006 → 11/2023
  Ausdal Financial Partners, Inc.
  Valencia, CA
• 06/2017 → Present
  M2 Financial Llc
  Newhall, CA

Previous Registrations

• 2008-01-02 → 2017-08-15
  Criterion Wealth Management
  Valencia, CA
• 2005-01-14 → 2006-11-22
  Visionlink Financial Advisors, Inc.
  Valencia, CA
• 2003-10-09 → 2004-08-02
  Fisher Investments
  Valencia, CA

Other Businesses

1) M2 FINANCIAL,LLC; INVESTMENT RELATED; VALENCIA, CA; RIA;PRESIDENT; ACTIVITY BEGAN AUG 2017; I DEVOTE APPX 150 HOURS PER MONTH TO THIS ACTIVITY WITH 5 OF THOSE HOURS DURING TRADING HOURS; INVESTMENT AND PORTFOLIO MANAGEMENT, PRACTICE MANAGEMENT; CLIENT DEVELOPMENT AND COMPLIANCE OVERSIGHT. COMPENSATION IS ADVISORY FEE. 2) EASI INVESTMENTS, LLC; INVESTMENT RELATED; VALENCIA, CA; EQUITY RESEARCH AND INDEX CONSULTING; MANAGING MEMBER; ACTIVITY BEGAN 3/2017; I DEVOTE APPX 15 HOURS PER MONTH TO THIS ACTIVITY WITH 4 OF THOSE HOURS DURING TRADING HOURS; GENERAL BUSINESS INPUT, DIRECTING SALES AND BUSINESS DEVELOPMENT; COMPENSATION IS ROYALTY OR MANAGEMENT FEE FROM LICENSING INDEX TO FUND COMPANIES. 3) Managing Member; Woodforest Healthcare LLC; Investment Related: Yes; Location: Central Pine St. & Fish Creek Thoroughfare, Montgomery, TX 77316; Description of the business: Real Estate: Development of multi-phase Medical Office Building property; Responsibilities Duties: Activity began December, 2019. M2 gives general oversight and consideration for decisions, leases and possible sale contracts. Working in collaboration with developer CMK Properties LLC; Start date with business: 2019-12-05; Hours devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: <5

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-18
• S63 Uniform Securities Agent State Law Examination
  1993-11-12