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201 S. Lake Avenue Suite 502, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-24 |
| CA | RA | APPROVED | 2016-06-30 |
Branch Locations
201 S. Lake Avenue Suite 502, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bernard & Johnson, Llc | Pasadena | CA | 06/2016 | Present |
1. SELF-EMPLOYED FREELANCE MUSICIAN; NOT INVESTMENT RELATED; BURBANK, CA; MUSIC PERFORMANCE; START DATE 1/1/1993; 20 HRS MNTH; 0 HRS DRNG TRDNG; DUTIES PLAY IN SEVERAL ORCHESTRAS AND CHAMBER MUSIC GROUPS. 2. VICE PRESIDENT; NON INV RELATED; CHATSWORTH, CA; CITY OF ANGELS PERFORMING ARTS ASSOCIATION; START: 01/02/24; 10 HRS/MO; 0 DURING TRADING; DUTIES: ASSIST ASSOCIATION'S BOARD WITH GOVERNANCE AND FUNDRAISING. 3. PROVISIONAL MEMBER; NON INV RELATED; PASADENA, CA; PASADENA SHOWCASE HOUSE FOR THE ARTS; START: 7/1/25; 10 HRS/MO; CHARITABLE ORGANIZATION RAISING FUNDS FOR PERFORMING ARTS ORGANIZATIONS AND SCHOLARSHIPS. 4. MEMBER ESTATE PLANNING COUNCIL OF SAN FERNANDO VALLEY; START 2/26/206; 2 HOURS PER MONTH; NONE DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-19 |
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