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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-10-17 |
| CA | RA | APPROVED | 2001-06-13 |
Branch Locations
800 E Colorado Blvd, Pasadena, CA 91101 • United States
Altadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Pasadena | CA | 09/2000 | Present |
| Bank Of America,Na | Pasadena | CA | 08/2009 | Present |
I*35378 For profit or not for profit: For-Profit Organization Name of outside business organization: HPDaniels Construction Investment related: N Address of business: Glendale, California 91202 Nature of business: Sole Proprietorship, Position, title, association: Family Held, Start date of relationship: 6/1/2010 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Husband is a General Contractor and I have access to bank account held by business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-30 |
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