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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-21
WA RA APPROVED 2016-09-29
  • TX RA
    APPROVED_RES
    Since 2018-02-21
  • WA RA
    APPROVED
    Since 2016-09-29

Branch Locations

3500 Carillon Pt., Kirkland, WA 98033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Kirkland WA 08/2016 Present
  • 08/2016 → Present
    Raymond James & Associates
    Kirkland, WA
Previous Registrations
Other Businesses

(1)Name of Business: Single Family home rental Address: 22304 SE 18th Ct, Sammamish, WA, 98075, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/16/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and rent a single family home

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-03
S63 Uniform Securities Agent State Law Examination 1993-11-11
  • S65 Uniform Investment Adviser Law Examination
    1993-12-03
  • S63 Uniform Securities Agent State Law Examination
    1993-11-11
Other Names
  • Jeffrey Lane Mallula
  • Jeff Lane Mallula
  • Jeff Mallula

View on SEC IAPD

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