Steven Thomas King

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-01-05
IN	RA	APPROVED	2009-10-06
FL	RA	APPROVED	2009-10-05
IL	RA	APPROVED	2009-10-05
WI	RA	APPROVED	2009-10-05

TX RA
APPROVED_RES

Since 2013-01-05
IN RA
APPROVED

Since 2009-10-06
FL RA
APPROVED

Since 2009-10-05
IL RA
APPROVED

Since 2009-10-05
WI RA
APPROVED

Since 2009-10-05

Branch Locations

540 Lake Cook Rd Ste 450, Deerfield, IL 60015-5829 • United States

7210 E State St, Rockford, IL 61108 • United States

Lk In The Hls, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Rockford	IL	09/2008	03/2020
Ameriprise Financial Services, Llc	Deerfield	IL	03/2020	Present

09/2008 → 03/2020

Ameriprise Financial Services, Inc.

Rockford, IL
03/2020 → Present

Ameriprise Financial Services, Llc

Deerfield, IL

Previous Registrations

2003-06-24 → 2009-10-05

Ameriprise Advisor Services, Inc.

Rockford, IL
2003-03-10 → 2003-07-10

Choreo, Llc

Rockford , IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-12-23
S63	Uniform Securities Agent State Law Examination	1993-10-11

S65 Uniform Investment Adviser Law Examination

2000-12-23
S63 Uniform Securities Agent State Law Examination

1993-10-11

Designations

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews