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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-10 |
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 10/2009 | Present |
| Bank Of America,N.A. | Pasadena | CA | 06/2011 | Present |
I*2048318, Entity Type Fiduciary, Name of OBA: L Family Trust Dated 06/10/2001Address: Duarte, California, 91010 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 15-Oct-2029 No Hours: 0 No Hours during trading: 0 Duties:I*2049305, Entity Type Fiduciary, Name of OBA: L Family Trust Dated 06/10/2001Address: Duarte, California, 91010 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 15-Oct-2029 No Hours: 0 No Hours during trading: 0 Duties:I*2049303, Entity Type Fiduciary, Name of OBA: L Family Trust Dated 06/10/2001Address: Duarte, California, 91010 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 15-Oct-2029 No Hours: 0 No Hours during trading: 0 Duties: I*3706276 Entity Type: N/A Name of OBA: I S L Address: Pasadena, California, 91103 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/05/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Parents I*3711271 Entity Type: N/A Name of OBA: I L Address: Pasadena, California, 91103 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/05/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-22 |
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