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Hokon Brian Yun

LPl Financial LLC

Torrance, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-17
TX RA APPROVED_RES 2023-08-17
  • CA RA
    APPROVED
    Since 2023-08-17
  • TX RA
    APPROVED_RES
    Since 2023-08-17

Branch Locations

3460 Torrance Blvd #300, Torrance, CA 90503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pasadena CA 04/2012 08/2023
Lpl Financial Llc Torrance CA 08/2023 Present
  • 04/2012 → 08/2023
    Ameriprise Financial Services, Inc.
    Pasadena, CA
  • 08/2023 → Present
    Lpl Financial Llc
    Torrance, CA
Previous Registrations
  • 2012-04-20 → 2023-08-22
    Ameriprise Financial Services, Llc
    Pasadena, CA
    Woodland Hills, CA
    El Segundo, CA
  • 2011-01-03 → 2012-04-24
    Wells Fargo Clearing Services, Llc
    La Canada, CA
    Montrose, CA
  • 2005-01-28 → 2011-01-03
    Wells Fargo Investments, Llc
    La Canada, CA
    La Canada, CA
    La Crescenta, CA
    Alhambra, CA
    Montrose, CA
    Arcadia, CA
    Arcadia, CA
    La Canada, CA
    Temple City, CA
    Monrovia, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-13
S63 Uniform Securities Agent State Law Examination 1993-11-05
  • S65 Uniform Investment Adviser Law Examination
    1993-12-13
  • S63 Uniform Securities Agent State Law Examination
    1993-11-05
Other Names
  • H. Brian Yun

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

More in Torrance, CA

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