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Patrick James Blume

Fifth Third Securities, Inc.

Traverse City, MI

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-02-05
  • MI RA
    APPROVED
    Since 2010-02-05

Branch Locations

102 West Front Street, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Southfield MI 12/2008 Present
  • 12/2008 → Present
    Fifth Third Securities
    Southfield, MI
Previous Registrations
  • 2005-07-06 → 2008-12-01
    Chase Investment Services Corp.
    Arlington Heights, IL
    Bensenville, IL
    Norridge, IL
    Schaumburg, IL
    Schaumburg, IL
    Bloomingdale, IL
    Elk Grove Village, IL
    Hoffman Estates, IL
    Westchester, IL
    Rolling Meadows, IL
    Northlake, IL
    Bloomingdale, IL
    Desplaines, IL
    Hoffman Estates, IL
    Streamwood, IL
    Hanover Park, IL
    Lombard, IL
    Bloomingdale, IL
    Streamwood, IL
    Bensenville, IL
    Norridge, IL
    Schaumburg, IL
    Schaumburg, IL
    Chicago, IL
    Addison, IL
    Bartlett, IL
    Bensenville, IL
    Chicago, IL
    Chicago, IL
    Elk Grove Village, IL
    Glendale Heights, IL
    Schaumburg, IL
    Farmington, MI
    New Hudson, MI
    Sterling Heights, MI
    Troy, MI
    Woodhaven, MI
    Traverse City, MI
  • 2003-03-18 → 2005-07-06
    Banc One Securities Corporation
    Troy, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-11
S63 Uniform Securities Agent State Law Examination 1993-10-22
  • S65 Uniform Investment Adviser Law Examination
    2003-03-11
  • S63 Uniform Securities Agent State Law Examination
    1993-10-22
Other Names
  • Pat J Blume

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
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CHARLES SCHWAB & CO., INC.
REHMANN WEALTH
G. A. REPPLE & COMPANY
INDEPENDENT WEALTH MANAGEMENT, LLC
CHERRY TREE WEALTH MANAGEMENT, LLC
PFS INVESTMENTS INC.

Other Investors

DEBORAH ANN ALICE
Kevin Edwin Dunklow
BUZ EDWARD ZAMARRON
JONATHAN B. RICKS
STEVEN AUSTIN YENSHAW
TERRY LEE FROEBER
ROBERT JOSEPH FENTON
BARBARA SUE SHELLMAN

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TRAVERSE CITY, MI
UP NORTH FINANCIAL, LLC · TRAVERSE CITY, MI
CHARLES SCHWAB & CO., INC. · Traverse City, MI
REHMANN WEALTH · TRAVERSE CITY, MI
G. A. REPPLE & COMPANY · Traverse City, MI
INDEPENDENT WEALTH MANAGEMENT, LLC · TRAVERSE CITY, MI
CHERRY TREE WEALTH MANAGEMENT, LLC · Traverse City, MI
PFS INVESTMENTS INC. · TRAVERSE CITY, MI

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