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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
Branch Locations
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 03/2002 | 06/2025 |
| Lpl Financial Llc | Pasadena | CA | 06/2025 | Present |
1- 06/2025 - Lytle Creek Firing Line - Outside/W-2 Employment - Member of Board of Directors - Not Investment Related - Lytle Creek, CA - Start Date 10/29/2014 - 4 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-08 |
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