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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-06
WA RA APPROVED 2020-11-30
  • TX RA
    APPROVED
    Since 2022-10-06
  • WA RA
    APPROVED
    Since 2020-11-30

Branch Locations

720 Market St, Suite H, Kirkland, WA 98033 • United States

Lynnwood, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Bellevue WA 03/2008 11/2020
Raymond James Financial Services, Inc. Kirkland WA 11/2020 Present
Raymond James Financial Services Advisors, Inc. Kirland WA 11/2020 Present
Previous Registrations
Other Businesses

Name of Business: Altaras Financial Group LLC Address: 720 Market St., STE H, Kirkland, WA, 98033, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - CEO, Officer - President Investment Related: No Start Date: 12/04/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner and Managing Director of Altaras Financial Group LLC, an independent financial services firm affiliated with Raymond James Financial Services, Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-24
  • S66 Uniform Combined State Law Examination
    2006-04-24
Designations

View on SEC IAPD

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