Andrew Joseph Eismont

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-06-11

CA RA
APPROVED

Since 2020-06-11

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brookstreet Securities	Irvine	CA	09/1999	Present
Wedbush Morgan Securities Inc.	Los Angeles	CA	06/2007	Present

09/1999 → Present

Brookstreet Securities

Irvine, CA
06/2007 → Present

Wedbush Morgan Securities Inc.

Los Angeles, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-09-23

S63 Uniform Securities Agent State Law Examination

1993-09-23

View on SEC IAPD

Current Employers

Wedbush Securities Inc.

Disclosures

Employment History

Exams

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