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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-02 |
| CA | RA | APPROVED | 2024-04-17 |
Branch Locations
1932 E Deere Ave Ste 220, Santa Ana, CA 92705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, Lp | Orange | CA | 10/2012 | 04/2024 |
| Lpl Financial Llc | Santa Ana | CA | 04/2024 | Present |
1. 04/17/2024 - Trillium Insurance Services, INC - Non-Variable Insurance trails only - Investment Related - At Reported Business Location(s) - Start Date 04/01/2000 - 40 Hours Per Month/ 2 Hours During Trading 2. 04/17/2024 - Trillium Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 1/18/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-24 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-13 |
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