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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-07-17 |
| NV | RA | APPROVED | 1996-06-10 |
Branch Locations
7935 West Badura Ave Ste 1030, Las Vegas, NV 89113 • United States
2620 Regatta Drive Suite 102, Office #103, Las Vegas, NV 89128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Las Vegas | NV | 04/1996 | Present |
1. 3/31/2005: No Business Name - Investment Related - Other-Expert Witness - EXPERT WITNESS IN NASD ARBITRATION. 2. 4/23/2007: The Budin Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 8/31/2009: No Business Name - Not Investment Related - Las Vegas, NV - Other-TV - Commentator - Time Spent 1% - I am the financial commentator for the ABC affiliate in Las Vegas. I do a weekly appearance lasting 2 1/2 to 5 minutes. I am switching from the NBC affiliate in Las Vegas. 4. 3/26/2013: Financial Independence Group - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 0% - Corporation for tax filing purposes 5. 07/18/2023 - No Business Name - Investment Related - Couer d'Alene, ID - Real Estate Rental - Start Date 08/01/2023 - 1 Hour Per Month/ 0 Hours During Trading 6. 10/06/2023 - FINRA - FINRA Arbitrator - Investment Related - Washington, DC - Start Date 10/31/2023 - 1 Hour Per Month/ During Trading 7) 04/14/2025- STEVEN BUDIN - Not Investment Related - Other - tattoo removal - none - Start Date : 06/01/2025 - 5 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-23 |
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