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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-20
FL RA APPROVED 2012-07-25
  • TX RA
    APPROVED_RES
    Since 2018-02-20
  • FL RA
    APPROVED
    Since 2012-07-25

Branch Locations

6769 North Wickham Road, Suite B100, Melbourne, FL 32940 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Melbourne FL 07/2012 Present
Previous Registrations
  • 2008-01-01 → 2012-08-07
    Melbourne, FL
  • 2005-11-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Melbourne, FL
    Melbourne, FL
    St. Louis, MO
Other Businesses

1. BREVARD ZOO BOARD; 8225 N. WICKHAM RD. MELBOURNE FL 32940; ZOO; DEVELOPMENT, SITTING AS A BOARD MEMBER; AFFILIATION STARTED 01/02/2017; 2.0 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. Health First foundation Board of Trustees; 1350 S. Hickory St., Melbourne, FL 32901; Hospital Foundation; Foundation Board of Trustees; Quarterly meetings on local hospital fundraising and community engagement; 01/25/2023; 3 Hours per Quarter; During Securities Trading Hours; Not Investment-Related. 3. CKE Property LLC; 2472 St. Johns Ln Melbourne FL 32935; Property that my daughter lives in titled in LLC; I am the manager and signer of the property; manage and signer of the property; 02/11/2022; 2 hrs/year; Not during securities trading hours; Investment-Related 4. Health First Foundation Board of Directors and Executive Committee; 1350 Hickory St Melbourne FL 32901; local hospital; Board Secretary; sign off on board and executive board meeting minutes; 01/01/2025; 2 hrs/quarter; During securities trading hours; Not Investment-Related 5. Health First Foundation; 1350 Hickory St. Melbourne, FL 32901; Hospital; President- Executive Committee; Oversee Quarterly meetings; 01/01/2026; 3hrs/qtr; During securities trading hours; Not investment related 6. East Coast Zoological Association of Brevard "Brevard Zoo"; 8225 North Wickham Rd Melbourne, FL 32940; Zoo; Finance Committee; committee reviewing zoo accounts and investments; 01/13/2026; 2hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-10
S63 Uniform Securities Agent State Law Examination 1998-10-12
  • S66 Uniform Combined State Law Examination
    2005-11-10
  • S63 Uniform Securities Agent State Law Examination
    1998-10-12
Other Names
  • Elaina R Friesel
  • Elaina Ruth Friesel
  • Elaina Ruth Friesel

View on SEC IAPD

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