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Bob Ray Cross

Usi Advisors

Glastonbury, CT

Knoxville, TN

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-01-27
TX RA APPROVED 2003-01-15
  • TN RA
    APPROVED
    Since 2004-01-27
  • TX RA
    APPROVED
    Since 2003-01-15

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

900 South Gay Street Suite 1796, Knoxville, TN 37902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usi Consulting Group Inc. Knoxville TN 03/1997 Present
Usi Securities Inc. Knoxville TN 01/1999 Present
Usi Advisors, Inc. Knoxville TN 01/2003 Present
  • 03/1997 → Present
    Usi Consulting Group Inc.
    Knoxville, TN
  • 01/1999 → Present
    Usi Securities Inc.
    Knoxville, TN
  • 01/2003 → Present
    Usi Advisors, Inc.
    Knoxville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-07
S63 Uniform Securities Agent State Law Examination 1994-01-05
  • S65 Uniform Investment Adviser Law Examination
    2001-12-07
  • S63 Uniform Securities Agent State Law Examination
    1994-01-05
Other Names
  • Bob R Cross

View on SEC IAPD

Other Firms

USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

More in Glastonbury, CT

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