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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-07 |
| TX | RA | APPROVED | 2024-10-04 |
Branch Locations
21253 Hawthorne Blvd Ste A-10, Torrance, CA 90503 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wescom Financial Services, Llc | Pasadena | CA | 02/2009 | 10/2023 |
| Cuso Financial Services, Lp | San Diego | CA | 01/2023 | 10/2023 |
| Lpl Financial | Torrence | CA | 11/2023 | 09/2024 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2024 | 10/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2024 | 10/2024 |
| Lpl Financial | Torrence | CA | 10/2024 | Present |
1- 10/2024 / Pathway Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 10/2024 / Rental Property / Real Estate Rental / Investment Related / 1 hr mth / Hutington Beach, CA / Start date: 06/01/2009 3- 10/2024 / Pathway Life Wealth Management Insurance Solutions / Non-Variable Insurance / Investment Related / 1 hr mth / Torrance, CA / Start date: 11/15/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-26 |
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