Scott Thomas Moffitt

Current Employers

Employment History

• 09/1996 → Present
  Summit Brokerage Services, Inc.
  Blue Ash, OH
• 04/2002 → 05/2021
  Summit Financial Group, Inc.
  Cincinnati, OH
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2021 → Present
  Gross & Company.
  Middletown, OH
• 01/2023 → Present
  The Reliant Group
  Middletown, OH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-04-26 → 2021-05-20
  Summit Financial Group Inc
  Loveland, OH

Other Businesses

(1) RENTlever; SINCE 07/2015; 25 Taylor St San Francisco CA 94102; SHAREHOLDER; Its a software company for vacation properties. I will be a stockholder only. I have no board position, no management position and have nothing at all to do with their raising of capital; 0 HOURS SPENT ON ACTIVITY/MONTHLY (2) THE RELIANT GROUP, SINCE 01/2023; SAME AS BRANCH ADDRESS; OWNER; WE PREPARE TAX RETURNS. I DO NOT DO IT PERSONALLY; 1 HOUR SPENT ON ACTIVITY PER MONTH; (3) NAME OF OTHER BUSINESS: CAM PROPERTY GROUP INC & 10K PROPERTIES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED ADDRESS, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2021, POSITION/TITLE/RELATIONSHIP: ASSISTANT, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSIST WITH REHAB, MARKETING, AND PROPERTY MANAGEMENT DUTIES; (4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 01/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, AND LONG-TERM CARE: (5) NAME OF OTHER BUSINESS: SUMMIT FINANCIAL GROUP, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/1996, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (6) NAME OF OTHER BUSINESS: RETIREMENT INCOME MATTERS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOOK; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PROMOTE THE BOOK AND OUR PLANNING BUSINESS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-07-21