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6281 Tri-Ridge Boulevard Suite 130, Loveland, OH 45140-8320 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-21 |
| IN | RA | APPROVED | 2019-06-10 |
| KY | RA | APPROVED | 2013-08-21 |
| OH | RA | APPROVED | 2013-08-02 |
Branch Locations
6281 Tri-Ridge Boulevard Suite 130, Loveland, OH 45140-8320 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Faith Financial Advisors, Inc | Cincinnati | OH | 09/2013 | Present |
| Osaic Wealth Inc. | Cincinnati | OH | 07/2004 | Present |
1) FAITH FINANCIAL ADVISORS, INC. POSITION: President, Chief Compliance Officer, Financial Advisor NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 08/02/2013 ADDRESS: 6281 Tri-Ridge Blvd., Suite 130, Loveland OH 45140, United States DESCRIPTION: Provide Investment advice to clients on a fee basis. Manage the day to day operations and oversee the compliance for Faith Financial Advisors, Inc. 2) SANDRA FAITH HALL REVOCABLE TRUST AGREEMENT POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2009 ADDRESS: 6576 Lisa Lane, Cincinnati OH 45243, United States DESCRIPTION: To be trustee for any assets that are titled to the trust 3) JENNIFER ALVIS GENERAL POWER OF ATTORNEY POSITION: Attorney in fact NATURE: General Power of Attorney for my sister INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2020 ADDRESS: 6576 Lisa Lane, Cincinnati OH 45243, United States DESCRIPTION: Should she be unable to manage her finances I would step in to do this for her 4) FAITH FINANCIAL ADVISORS, INC POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 3 START DATE: 07/29/2004 ADDRESS: 6281 Tri-Ridge Boulevard, Suite 130, Loveland OH 45140, United States DESCRIPTION: selling insurance products 5) MATTHEW E. HALL GENERAL POWER OF ATTORNEY POSITION: POA NATURE: I am general power of attorney for my son Matthew E. Hall INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/22/2015 ADDRESS: 6576 Lisa Lane, Cincinnati OH 45243, United States DESCRIPTION: General Power of Attorney
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-14 |
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