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6281 Tri-Ridge Boulevard Suite 130, Loveland, OH 45140-8320 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-03-08 |
| KY | RA | APPROVED | 2022-03-08 |
| OH | RA | APPROVED | 2022-03-08 |
| TX | RA | APPROVED | 2022-03-08 |
Branch Locations
6281 Tri-Ridge Boulevard Suite 130, Loveland, OH 45140-8320 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Faith Financial Advisors, Inc. | Cincinnati | OH | 11/2020 | Present |
| Vya, Inc. | Cincinnati | OH | 02/2015 | 02/2021 |
| Cincinnati Reds | Cincinnati | OH | 03/2019 | 07/2020 |
| Amazon Flex | Seattle | WA | 06/2020 | 02/2021 |
| Osaic Wealth Inc. | Loveland | OH | 01/2021 | Present |
1. FAITH FINANCIAL ADVISORS, INC. POSITION: Paraplanner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/09/2020 ADDRESS: 6281 Tri Ridge Blvd, Ste. #130, Loveland OH 45140, United States DESCRIPTION: Client Services. Financial Planning. Answer Phones 2. MATTHEW MITHOEFER POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/16/2021 ADDRESS: 6281 Tri-Ridge Blvd, Suite 130, Loveland OH 45140, United States DESCRIPTION: Notarizing documents for clients. 3. MATTHEW MITHOEFER POSITION: Independent Licensed Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2021 ADDRESS: 6281 Tri-Ridge Blvd, Suite 130, Loveland OH 45140, United States DESCRIPTION: Prospect/Sell/Service Major Lines (Accident & Health, Life, Variable ) Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-23 |
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