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Cody O'cOnnor

Fifth Third Securities, Inc.

Loveland, OH

Cincinnati, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-12-18
KY RA APPROVED 2025-12-16
OH RA APPROVED 2025-11-13
  • IN RA
    APPROVED
    Since 2025-12-18
  • KY RA
    APPROVED
    Since 2025-12-16
  • OH RA
    APPROVED
    Since 2025-11-13

Branch Locations

6403 Branchhill Guinea Pike, Loveland, OH 45140 • United States

4100 Hunt Road, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 05/2020 11/2020
Comey & Shepherd Realtors Liberty Township OH 03/2020 03/2023
Cdo Experience West Chester OH 10/2019 05/2020
Champions Do Overcome West Chester OH 07/2018 05/2020
Coldwell Banker West Shell West Chester OH 05/2015 04/2020
University Of Cincinnati Cincinnati OH 08/2018 12/2019
Fidelity Invesments Covington OH 03/2023 11/2025
Fidelity Investments Boston MA 03/2025 11/2025
Fifth Third Bank Cincinnati OH 11/2025 Present
Fifth Third Securities Cincinnati OH 11/2025 Present
  • 05/2020 → 11/2020
    Fidelity Investments
    Covington, KY
  • 03/2020 → 03/2023
    Comey & Shepherd Realtors
    Liberty Township, OH
  • 10/2019 → 05/2020
    Cdo Experience
    West Chester, OH
  • 07/2018 → 05/2020
    Champions Do Overcome
    West Chester, OH
  • 05/2015 → 04/2020
    Coldwell Banker West Shell
    West Chester, OH
  • 08/2018 → 12/2019
    University Of Cincinnati
    Cincinnati, OH
  • 03/2023 → 11/2025
    Fidelity Invesments
    Covington, OH
  • 03/2025 → 11/2025
    Fidelity Investments
    Boston, MA
  • 11/2025 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 11/2025 → Present
    Fifth Third Securities
    Cincinnati, OH
Previous Registrations
  • 2025-03-31 → 2025-11-04
    Strategic Advisers Llc
    Hamilton, OH
    Covington, KY
    Covington, KY
    Boston, MA
  • 2023-10-02 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-18
  • S66 Uniform Combined State Law Examination
    2023-09-18
Other Names
  • Cody Douglas O'COnnor
  • Cody Douglas Oconner
  • Cody Oconner

View on SEC IAPD

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Other Investors

MATTHEW JOSEPH MITHOEFER
SANDRA FAITH HALL
Michael Edward Sauer
RYAN PATRICK HOOVER
DENNIS RAY HORR
TYLER DEAN HEWLETT
Seth Thomas Knudsen
ASHLEY ASSANUVAT SULLIVAN

Other Offices

FAITH FINANCIAL ADVISORS, INC. · LOVELAND, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Loveland, OH
LPL FINANCIAL LLC · LOVELAND, OH
OSAIC WEALTH, INC. · LOVELAND, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Loveland, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Loveland, OH
CETERA INVESTMENT ADVISERS LLC · LOVELAND, OH
JOHNSON CAPITAL ADVISORY, LLC · MILFORD, OH

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