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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-08 |
Branch Locations
6281 Tri-Ridge Blvd. Suite 100, Loveland, OH 45140-8320 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
6281 Tri-Ridge Boulevard Ste. 100, Loveland, OH 45140 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Cincinnati | OH | 11/1998 | 12/2025 |
| Faith Financial Advisors, Inc. | Loveland | OH | 05/2013 | 01/2018 |
| Royal Alliance Associates, Inc. | Cincinnati | OH | 11/1998 | 12/2025 |
| Lpl Financial Llc. | Loveland | OH | 12/2025 | Present |
1. 11/2025 - Dennis R. Horr - Non-Variable Insurance - Investment Related - 10 Hrs/Mth - 1 Hrs During Trading - Loveland, OH 45140 - OBA Start Date: 10/15/1982 2. 11/2025 - Faith 401K And Money Management, LLC. - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 40 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 12/05/2025 3. 11/2025 - Silverleaf Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 40 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 12/05/2025 4. 11/2025 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 40 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 12/05/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-03 |
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