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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-04-14
TX RA APPROVED 2023-04-14
  • OH RA
    APPROVED
    Since 2023-04-14
  • TX RA
    APPROVED
    Since 2023-04-14

Branch Locations

394 Wards Corner Road Suite 150, Loveland, OH 45140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2007 04/2023
Raymond James Financial Services, Inc. Loveland OH 04/2023 Present
Raymond James Financial Services Advisors, Inc. Loveland OH 04/2023 Present
Knudsen Wealth Planning Loveland OH 04/2023 Present
Round Lake Llc Cincinnati OH 08/2014 Present
  • 07/2007 → 04/2023
    St Louis, MO
  • 04/2023 → Present
    Raymond James Financial Services, Inc.
    Loveland, OH
  • 04/2023 → Present
    Loveland, OH
  • 04/2023 → Present
    Knudsen Wealth Planning
    Loveland, OH
  • 08/2014 → Present
    Round Lake Llc
    Cincinnati, OH
Previous Registrations
  • 2007-10-11 → 2023-04-17
    Milford, OH
    Montgomery, OH
    St Louis, MO
Other Businesses

(1)Name of Business: KelJac CAC Address: 4078 Hickory Woods Dr, Mason, OH, 45040, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/21/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None at the moment. Set up LLC for potential purchase of real estate. (2)Name of Business: Knudsen Wealth Planning Address: 394 Wards Corner Rd Ste 150, Loveland, OH, 45140-8331, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 04/14/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: This is my DBA name for RJFS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-28
  • S66 Uniform Combined State Law Examination
    2007-09-28
Other Names
  • Seth T Knudsen

View on SEC IAPD

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