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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-26
NV RA APPROVED 2022-04-13
  • TX RA
    APPROVED_RES
    Since 2026-03-26
  • NV RA
    APPROVED
    Since 2022-04-13

Branch Locations

7855 W Sunset Road Suite 150, Las Vegas, NV 89113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Las Vegas NV 12/2011 05/2018
Raymond James Financial Services, Inc. Las Vegas NV 05/2018 04/2022
Raymond James Financial Services Advisors Inc. Las Vegas NV 05/2018 04/2022
Black Mountain Wealth Management Las Vegas NV 06/2018 Present
Commonwealth Financial Network San Diego CA 04/2022 Present
Previous Registrations
Other Businesses

1.Fixed insurance sales; as of 03/14/2022; 1% of time spent during business hours; Conducted at branch location; Investment related. 2.Owner, Black Mountain Wealth Management, LLC, DBA Stars & Stripes Financial Services, a private entity established to facilitate securities, advisory, and insurance business; as of 03/14/2022; 1% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-05
S63 Uniform Securities Agent State Law Examination 1994-01-08
  • S65 Uniform Investment Adviser Law Examination
    1995-08-05
  • S63 Uniform Securities Agent State Law Examination
    1994-01-08

View on SEC IAPD

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