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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
120 White Plains Rd Ste 403, Tarrytown, NY 10591 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | New City | NY | 09/2009 | 12/2019 |
| First Allied Securities, Inc. | San Diego | CA | 12/2019 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 12/2019 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Hunter Financial Advisors, Inc. | Tarrytown | NY | 12/2019 | Present |
| Cetera Investment Advisers Llc | Tarrytown | NY | 09/2022 | Present |
| Cetera Advisors Llc | Tarrytown | NY | 09/2022 | Present |
1) MOUNTAIN VIEW FINANCIAL, INC; OWNER; DBA; START DATE: 12/09/2019; 0 HOURS PER MONTH. 2) HUNTER FINANCIAL ADVISORS, INC.; ADVISOR; DBA; START DATE: 11/01/2019; 160 HOURS PER MONTH. 3) INSURANCE; INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 11/09/2019; 8 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-25 |
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