Christopher Taylor Gallo

Current Employers

Employment History

• 02/2016 → Present
  Ubs Financial Services Inc.
  Santa Barbara, CA

Previous Registrations

• 1997-07-08 → 2016-02-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Barbara, CA
  Santa Barbara, CA
  Santa Barbara, CA

Other Businesses

(1) NAME OF OUTSIDE BUSINESS ORGANIZATION: HOPE DISTRICT SCHOOL BOARD ADDRESS OF BUSINESS: 3970 LA COLINA ROAD, SANTA BARBARA, CA 93110 POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER START DATE OF RELATIONSHIP: 01/01/2009 NUMBER OF HOURS DEVOTED PER MONTH: 1-10 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE DUTIES: FINANCIAL ADVICE 2)Alante Capital / United States / 414 Olive Street / Santa Barbara / CA / United States / 93101 / www.alantecapital.com / No / Investment Fund or Hedge Fund / / Retailers (Apparel, Food, General) / / It is a venture fund in the raise stage that will focus on new clothing/textile manufacturers with social and environmental goals. / Active Advisor or advisory group member if advice given may influence an officer/board / / Potential investor and advisory board member / 18 / No No / No / No / 43266 / / No / / No / / Yes / Yes / 1 / / Yes / investment fund headquartered in Santa Barbara, CA and NYC / No / / No / / very interested in social impact investing, great networking with other locals interested in same / No

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-11-15
• S65 Uniform Investment Adviser Law Examination
  1994-11-15

Other Names

• Chris Gallo
• Christopher T Gallo
• Chris Gallo