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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-10
IL RA APPROVED 2019-05-29
  • TX RA
    APPROVED
    Since 2023-04-10
  • IL RA
    APPROVED
    Since 2019-05-29

Branch Locations

510 Lake Cook Road Suite 450, Deerfield, IL 60015 • United States

Highwood, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Highland IL 08/2012 05/2019
Raymond James & Associates, Inc Deerfield IL 05/2019 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-22
S65 Uniform Investment Adviser Law Examination 1999-01-14
  • S63 Uniform Securities Agent State Law Examination
    1999-01-22
  • S65 Uniform Investment Adviser Law Examination
    1999-01-14

View on SEC IAPD

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