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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2022-07-25 |
| TX | RA | APPROVED_RES | 2019-03-25 |
| CA | RA | APPROVED | 2019-03-22 |
Branch Locations
3660 State St, Santa Barbara, CA 93105 • United States
2100 Northwest Blvd Ste 180, Coeur D'ALene, ID 83814 • United States
Cataldo, ID • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Santa Barbara | CA | 06/2009 | 03/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2019 |
| Wells Fargo Clearing Services, Llc | Santa Barbara | CA | 03/2019 | Present |
VC CATTLE COMPANY LLC, NOT INV RELATED, GOLETA, CA, 50% OWNERSHIP , START 8/2/2022, 5 HOURS PER MONTH, ZERO DURING TRADING, PASSIVE INVESTOR IN CATTLE OPERATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-26 |
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