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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

21515 Hawthorne Blvd Ste 880, Torrance, CA 90503 • United States

Seal Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Torrance CA 09/2005 03/2020
Ameriprise Financial Services, Llc Torrance CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; Single family home in Cerritos, ,; ; 09/01/2012 / Single Family; 4621 Myra Avenue Cypress, CA 90630, ,; Not Investment-Related; 07/01/2017. Independent Insurance Brokering; John Hancock; 11/16/2015; / Pacific Life; 10/20/2010; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-30
  • S63 Uniform Securities Agent State Law Examination
    1995-01-30

View on SEC IAPD

Other Firms

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