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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2012-02-28 |
| CT | RA | APPROVED | 2009-10-23 |
| DC | RA | APPROVED | 2009-10-23 |
| NJ | RA | APPROVED | 2009-10-23 |
Branch Locations
360 Hamilton Ave, White Plains, NY 10601 • United States
Stone Harbor, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 10/2009 | Present |
| Bank Of America, N.A. | White Plains | NY | 06/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-04 |
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