John W Alexander

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  St. Louis, MO
• 11/2016 → 03/2022
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
• 03/2022 → 06/2023
  Unemployed
  Austin, TX
• 06/2023 → Present
  Ampersand Partners, Llc
  Austin, TX
• 08/2023 → Present
  Wiley Bros. - Aintree Capital, Llc.
  Nashville, TN

Previous Registrations

• 2000-07-27 → 2022-03-31
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
  St. Louis, MO
  Richmond, VA
  Richmond, VA
  St. Louis, MO

Other Businesses

AMPERSAND PARTNERS LLC POSITION: Board member NATURE: Wealth Management Holding Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2023 ADDRESS: St. Louis, MO 63105 DESCRIPTION: Board member SHIFT7 CAPITAL LLC POSITION: Board Member NATURE: The Company seeks to achieve its performance objective by acquiring interests in (i) the profits or revenue (or portions thereof) of financial advisors or (ii) notional amounts related to the profits or revenue of financial advisors. In the future, the Company may, through acquisition or otherwise engage in businesses incidental, ancillary, related or complementary to the financial advisory business, including by providing services to financial advisors in which it holds a revenue interest. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 12/31/2025 ADDRESS: Clayton, MO 63105, United States DESCRIPTION: Actively participate in board meetings (typically quarterly). Review financial results and provide strategic direction and feedback.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-23
• S63 Uniform Securities Agent State Law Examination
  1993-06-17

Other Names

• John Wade Alexander