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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-03-04
  • KY RA
    APPROVED
    Since 2022-03-04

Branch Locations

7511 New La Grange Road, Louisville, KY 40222 • United States

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Louisville KY 11/2012 11/2017
Morgan Stanley Smith Barney Llc Louisville KY 11/2017 03/2018
Raymond James & Associates Louisville KY 03/2018 12/2021
Sanctuary Securities, Inc. Louisville KY 12/2021 Present
Sanctuary Advisors, Llc Louisville KY 12/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-13
  • S66 Uniform Combined State Law Examination
    2005-10-13
Other Names
  • Wendy Jean Forrey
  • Wendy J Thompson
  • Wendy Jean Thompson

View on SEC IAPD

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