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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-23 |
| TX | RA | APPROVED | 2019-05-23 |
Branch Locations
790 E. Colorado Blvd. Suite 590, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pasadena | CA | 11/2003 | 05/2019 |
| Raymond James Financial Services, Inc. | Pasadena | CA | 05/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Pasadena | CA | 05/2019 | Present |
(1)Name of Business: Arroyo Capital Partners Address: 790 E. Colorado Blvd., Ste 590, Pasadena, CA, 91101, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/23/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner, Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-06 |
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