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Stephen Clark Collins

Canopus Wealth Management

Louisville, KY

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Current Employers
Canopus Wealth Management

9900 Corporate Campus Drive Suite 2100, Louisville, KY 40223-5010 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-02-20
KY RA APPROVED 2017-05-24
  • NC RA
    APPROVED
    Since 2023-02-20
  • KY RA
    APPROVED
    Since 2017-05-24

Branch Locations

9900 Corporate Campus Drive Suite 2100, Louisville, KY 40223-5010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterling Financial Group, Ltd. Louisville KY 01/2015 02/2017
C Wealth Management Llc Louisville KY 03/2017 Present
  • 01/2015 → 02/2017
    Sterling Financial Group, Ltd.
    Louisville, KY
  • 03/2017 → Present
    C Wealth Management Llc
    Louisville, KY
Previous Registrations
  • 2015-01-30 → 2017-05-23
    Sterling Financial Group, Ltd.
    Louisville, KY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-22
S65 Uniform Investment Adviser Law Examination 1992-12-22
  • S63 Uniform Securities Agent State Law Examination
    1992-12-22
  • S65 Uniform Investment Adviser Law Examination
    1992-12-22
Designations
Other Names
  • Stephen Collins

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
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