Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-11 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2011-04-29 |
Branch Locations
399 Knollwood Rd Ste 212, White Plains, NY 10603 • United States
832 Mclean Ave, Yonkers, NY 10704 • United States
Stamford, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Yonkers | NY | 04/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | White Plains | NY | 03/2020 | Present |
Real Estate Ownership; Single Family; Condo located at 1 Broad Street Apt PH26B Stamford CT 06901, ,; Investment-Related; 09/01/2012. Independent Insurance Brokering; American General; 02/02/2012; Disability Income / New York Life; 04/30/2011; / United Health; 08/21/2017; / Western National; 07/05/2011; . Business Ownership; RAR & JDB Corp; ; Entity was established to manage practice, pay staff and expenses.; 832 McLean AveYonkers, NY 10704, ,; Not Investment-Related; 04/29/2011; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Birthday Gifts for Charity; Board Memeber; 15 Tally Ho Lane Stamford CT 06905, ,; ; 07/12/2013; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-15 |
Reach out to this advisor