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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-04-13 |
| RI | RA | APPROVED | 2023-04-12 |
| NE | RA | APPROVED | 2015-10-30 |
| TX | RA | APPROVED | 2014-05-02 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
722 Lake Ave, Storm Lake, IA 50588 • United States
116 W 8Th St, Spencer, IA 51301 • United States
Arnolds Park, IA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Storm Lake | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Storm Lake | IA | 03/2020 | Present |
Real Estate Ownership; Commercial; I own my office building at 722 Lake Avenue in Storm Lake, IA, , storm Lake, IA, 50588; Not Investment-Related; 10/30/2013 / Commercial; 116 W 8th StSpencer, IA 51301, , spencer, IA, 51301; Not Investment-Related; 11/07/2013. Business Ownership; Jmspielman, inc; Owner; expense account for my business; 112 N 2nd street, , cherokee, IA, 51012; Not Investment-Related; 06/05/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Spielman LLC; Co-owner; llc for paying expenses of the business, changed over an scorp to this llc. the scorp will close later in the year. we filed it with the state of iowa on July 1, and got approval for it now; 112 N Second StreetCherokee, IA 51201, , Cherokee, IA, 51012; Not Investment-Related; 07/03/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; EAgles United; Secretary; 1028 Emerald Pines dr, , Arnolds park, IA, 51331; Not Investment-Related; 05/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; jmspielman inc; owner - supervising the osj and my delegates; use to pay expenses from amp business ; 112 2nd street, , cherokee, IA, 51012; Not Investment-Related; 07/08/2019; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-10 |
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