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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-04-13
RI RA APPROVED 2023-04-12
NE RA APPROVED 2015-10-30
TX RA APPROVED 2014-05-02
IA RA APPROVED 1999-01-01
  • WA RA
    APPROVED
    Since 2023-04-13
  • RI RA
    APPROVED
    Since 2023-04-12
  • NE RA
    APPROVED
    Since 2015-10-30
  • TX RA
    APPROVED
    Since 2014-05-02
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

722 Lake Ave, Storm Lake, IA 50588 • United States

116 W 8Th St, Spencer, IA 51301 • United States

Arnolds Park, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Storm Lake IA 09/2005 03/2020
Ameriprise Financial Services, Llc Storm Lake IA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; I own my office building at 722 Lake Avenue in Storm Lake, IA, , storm Lake, IA, 50588; Not Investment-Related; 10/30/2013 / Commercial; 116 W 8th StSpencer, IA 51301, , spencer, IA, 51301; Not Investment-Related; 11/07/2013. Business Ownership; Jmspielman, inc; Owner; expense account for my business; 112 N 2nd street, , cherokee, IA, 51012; Not Investment-Related; 06/05/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Spielman LLC; Co-owner; llc for paying expenses of the business, changed over an scorp to this llc. the scorp will close later in the year. we filed it with the state of iowa on July 1, and got approval for it now; 112 N Second StreetCherokee, IA 51201, , Cherokee, IA, 51012; Not Investment-Related; 07/03/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; EAgles United; Secretary; 1028 Emerald Pines dr, , Arnolds park, IA, 51331; Not Investment-Related; 05/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; jmspielman inc; owner - supervising the osj and my delegates; use to pay expenses from amp business ; 112 2nd street, , cherokee, IA, 51012; Not Investment-Related; 07/08/2019; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-13
S63 Uniform Securities Agent State Law Examination 1992-12-10
  • S65 Uniform Investment Adviser Law Examination
    2000-03-13
  • S63 Uniform Securities Agent State Law Examination
    1992-12-10
Designations
Other Names
  • Jan Marie Beranek

View on SEC IAPD

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