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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2009-10-16 |
| TX | RA | APPROVED_RES | 2009-10-16 |
Branch Locations
304 E 5Th St Pob 2008, Storm Lake, IA 50588-2312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Storm Lake | IA | 10/2009 | Present |
1. Notary Public; 304 E 5th St Storm Lake IA 50588; Notary Public; 05/08/2009; 1 hr/year; During securities trading hours; Not Investment-Related 2. Legal Name: Condo Ownership; Owner; affiliation started 02/20/2017; 0.00 hours per day; not during securities trading hours; not investment-related. 3. Rental Home; Storm Lake, IA; Owner - rental home for daughter; 07/13/2018; .00 hours per day; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-18 |
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