Chad Michael Halder

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  Citizens 1St Nat'L Bank
  Storm Lake, IA
• 01/2011 → 10/2018
  Broker Dealer Financial Services Corp.
  Storm Lake, IA
• 10/2018 → Present
  Cambridge Investment Research, Inc.
  Storm Lake, IA
• 01/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) CITIZENS FIRST NATIONAL BANK, 529 LAKE AVE, STORM LAKE, IA, 06/2005. TRUST OFFICER, ADMINISTERING BANK TRUST ACCOUNTS. INV REL-50/WK-8/TRADING. 2) STORM LAKE HY-NOON KIWANIS, STORM LAKE, IA, 10/2007. DIRECTOR/BOARD MEMBER. NIR-1/MO-0/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-40/TRADING. SEE EMPLOYMENT FOR START DATE. 4) GROUP BENEFITS LTD, 12006 RIDGEMONT DR, URBANDALE, IA, 07/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/MO-1/TRADING. 5) NOTARY PUBLIC STATE OF IOWA, 529 LAKE AVE PO BOX 1227 STORM LAKE IA 50588, 08/2023, NOTARY, CLERICAL, 0 HR/MO 0 HR/MO TRADING 6) IOWA TRUST ASSOCIATION, Johnston IA 50131, United States, 10/05/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 1 HR/MO TRADING 7) First Investments, 529 Lake Ave, PO Box 1227, Storm Lake IA 50588, United States, 07/2025, DBA Name, DBA Name, NIR, Number of hours: 100, Securities trading hours: 100

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-15
• S63 Uniform Securities Agent State Law Examination
  2009-12-17

Designations

• Certified Financial Planner