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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-12
TX RA APPROVED 2024-04-12
  • IA RA
    APPROVED
    Since 2024-04-12
  • TX RA
    APPROVED
    Since 2024-04-12

Branch Locations

304 E 5Th St Pob 2008, Storm Lake, IA 50588-2312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Storm Lake IA 01/2024 Present
Security Trust & Savings Bank Storm Lake IA 12/2018 01/2024
Zimmy's Bar & Grill Storm Lake IA 06/2022 01/2023
Farm Credit Services Of America Omaha NE 08/2014 11/2018
  • 01/2024 → Present
    Stifel
    Storm Lake, IA
  • 12/2018 → 01/2024
    Security Trust & Savings Bank
    Storm Lake, IA
  • 06/2022 → 01/2023
    Zimmy's Bar & Grill
    Storm Lake, IA
  • 08/2014 → 11/2018
    Farm Credit Services Of America
    Omaha, NE
Other Businesses

1. Tyonia Eggers, Inc.; 102 Bass St Storm Lake, IA 50588; Insurance sales; Vice President and Treasurer; Paying bills such as utilities, quarterly federal and state tax estimates, annual federal and state income taxes; 06/15/2021; 1hr/mth; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-11
  • S66 Uniform Combined State Law Examination
    2024-04-11

View on SEC IAPD

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