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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-03 |
| IA | RA | APPROVED | 2009-10-16 |
Branch Locations
304 E 5Th St Pob 2008, Storm Lake, IA 50588-2312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Storm Lake | IA | 10/2009 | Present |
1. NOTARY PUBLIC-STATE OF IOWA-NOTARIZE-EFF-3-9-09; NOT INVESTMENT RELATED 2. United Methodist Church; 211 E. 3rd St, Storm Lake, IA 50588; Church; Director of Bell Choir; Play monthly at Church, practice weekly; 9/13/23; 48 hr/yr; Not During Securities Trading Hours; Not Investment Related. 3. Buena Vista County Community Foundation;174 580th St Alta IA 51002; Treasurer; 1/2/2012;6 HRS/YEAR; Not during securities trading hours; Not Investment Related 4. Junk Restored; Main St Storm Lake IA 50588; Antiques and Misc for sale; Renter; Customer Service; 02/06/2020; 20.00 Hour(s) Per Month; Not during securities trading hours; Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-29 |
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