Linda Sue Baier

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Storm Lake, IA

Previous Registrations

• 2006-08-12 → 2009-10-16
  Ubs Financial Services Inc.
  Storm Lake, IA
• 2002-04-15 → 2006-08-12
  Piper Sandler & Co.
  Storm Lake, IA
  Storm Lake, IA

Other Businesses

1. NOTARY PUBLIC-STATE OF IOWA-NOTARIZE-EFF-3-9-09; NOT INVESTMENT RELATED 2. United Methodist Church; 211 E. 3rd St, Storm Lake, IA 50588; Church; Director of Bell Choir; Play monthly at Church, practice weekly; 9/13/23; 48 hr/yr; Not During Securities Trading Hours; Not Investment Related. 3. Buena Vista County Community Foundation;174 580th St Alta IA 51002; Treasurer; 1/2/2012;6 HRS/YEAR; Not during securities trading hours; Not Investment Related 4. Junk Restored; Main St Storm Lake IA 50588; Antiques and Misc for sale; Renter; Customer Service; 02/06/2020; 20.00 Hour(s) Per Month; Not during securities trading hours; Not Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2002-03-29

Other Names

• Linda Sue Wessman