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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2009-10-16 |
Branch Locations
304 E 5Th St Pob 2008, Storm Lake, IA 50588-2312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Storm Lake | IA | 10/2009 | Present |
1. STORM LAKE HIGH SCHOOL FOUNDATION; 621 TORNADO DR. STORM LAKE IA 50588; SCHOOL DISTRICT FOUNDATION; PRESIDENT; RUNS THE MEETINGS; AFFILIATION STARTED 09/01/2016; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. MATT PHILLIPS; 913 OAK LANE STORM LAKE IA 50588; CONSTRUCTION AND SALES OF CORNHOLE SETS; OWNER; AFFILIATION STARTED 06/01/2014; 4 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 3. Storm Lake Rotary Club; PO Box 1233 Storm Lake IA 50588; Community Service; President; Run the meetings; 07/01/2024; 2.00hrs/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-06 |
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