Matthew Dean Phillips

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Storm Lake, IA

Previous Registrations

• 2008-08-07 → 2009-10-16
  Ubs Financial Services Inc.
  Storm Lake, IA

Other Businesses

1. STORM LAKE HIGH SCHOOL FOUNDATION; 621 TORNADO DR. STORM LAKE IA 50588; SCHOOL DISTRICT FOUNDATION; PRESIDENT; RUNS THE MEETINGS; AFFILIATION STARTED 09/01/2016; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. MATT PHILLIPS; 913 OAK LANE STORM LAKE IA 50588; CONSTRUCTION AND SALES OF CORNHOLE SETS; OWNER; AFFILIATION STARTED 06/01/2014; 4 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 3. Storm Lake Rotary Club; PO Box 1233 Storm Lake IA 50588; Community Service; President; Run the meetings; 07/01/2024; 2.00hrs/week; Not during securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2008-08-06

Other Names

• Matthew Dean Phillips
• Matthew Dean Phillips