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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-10-28 |
| KY | RA | APPROVED | 2022-10-28 |
| MI | RA | APPROVED | 2022-10-28 |
| OH | RA | APPROVED | 2022-10-28 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
655 Fox Run Road, Suite A, Findlay, OH 45840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Leaders Group Inc | Littleton | CO | 07/2014 | 08/2021 |
| Financial Strategies Agency | Findlay | OH | 07/2014 | 08/2021 |
| Hub International | Findlay | OH | 03/2021 | Present |
| Lpl Financial, Llc | Findlay | OH | 08/2021 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2022 | Present |
| Hub International Investment Services | Kansas City | MO | 11/2025 | Present |
1) 05/2021 - Non-Variable Insurance - Hub International - 40Hrs/Mo During Trading - Investment Related - Findlay, OH 45840 2) 08/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - HUB Retirement and Wealth Management - Investment Related - Findlay, OH 45840 3) 2017 - Other - Warbucks Investment Club - 2HRS/MO 0HRS During Trading - Not Investment Related - Findlay, OH 45840 4) 1996 - Real Estate Rental - Kodiak Properties - 0Hrs/Mo During Trading - Investment Related - Findlay, OH 45840 5) 07/26/2023 - Global Retirement Partners - Investment Related - AT Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 10/16/2023 - 80 Hours Per Month/80 Hours During Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-23 |
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