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John Chesley Nicholas

Ameriprise Financial Services, LLC

Boulder, CO

Boulder, CO

Hutchinson, KS

Longmont, CO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
KS RA APPROVED 2021-03-10
CO RA APPROVED 1999-01-01
  • TX RA
    APPROVED
    Since 2023-01-23
  • KS RA
    APPROVED
    Since 2021-03-10
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

4440 Arapahoe Ave Ste 120, Boulder, CO 80303 • United States

4440 Arapahoe Ave Ste 120, Boulder, CO 80303 • United States

517 E 30Th Ave Suite B1, Hutchinson, KS 67502 • United States

Longmont, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Longmont CO 09/2005 03/2020
Ameriprise Financial Services, Llc Boulder CO 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-25
S63 Uniform Securities Agent State Law Examination 1994-10-27
  • S65 Uniform Investment Adviser Law Examination
    2012-05-25
  • S63 Uniform Securities Agent State Law Examination
    1994-10-27
Other Names
  • John Chesley Nicholas

View on SEC IAPD

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