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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-08 |
| FL | RA | APPROVED | 2010-12-09 |
| CO | RA | APPROVED | 2010-07-26 |
| TX | RA | APPROVED | 2009-06-19 |
Branch Locations
1801 13Th Street, Boulder, CO 80302 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boulder | CO | 06/2009 | Present |
NAME OF OTHER BUSINESS: Red Sea Holdings/ INVESTMENT RELATED?: Y / ADDRESS: 3434 Anguilla Way, Naples/ Collier, Florida/ NATURE OF THE BUSINESS: private investments- pass through GP- no investments have been made for at least 8 years. There is no current plan to invest in the near future. / POSITION: Partner / DUTIES: None- passive entity / START DATE: 12/12/22 / HOURS DEVOTED TO BUSINESS: NA 2)Collier County Republican Executive Committee,United StatesFL,Political Organization,Monthly meetings,Member of a committee representing the interests of any third party,Membership only - attend a monthly meeting,Start date-8/4/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-28 |
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