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Amy Patricia Wallack

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2010-10-26
TX RA APPROVED_RES 2009-06-17
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2010-10-26
  • TX RA
    APPROVED_RES
    Since 2009-06-17

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 10/1995 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-23
S65 Uniform Investment Adviser Law Examination 1998-07-10
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S66 Uniform Combined State Law Examination
    2010-10-23
  • S65 Uniform Investment Adviser Law Examination
    1998-07-10
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
Other Names
  • Amy King
  • Amy Patricia King

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY

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