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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Toledo | OH | 12/2008 | Present |
| Morgan Stanley Smith Barney | Toledo | OH | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. RENTAL PROPERTY; TOLEDO, OH; OWNER; RESIDENTIAL REAL ESTATE 3 HOMES; 1 HOUR PER WEEK IS DEVOTED DURING NON TRADING HOURS; 01/2001** 2. SS BROWN LLC; CO-OWNER; TOLEDO, OH; LED LIGHTING DISTRIBUTION; OFFERING SUPPORT TO INDEPENDENT SALES REPS OFFERING THE PRODUCT; 5 AFTER BUSINESS HOURS; 0 DURING BUSINESS; 08/2013
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-10 |
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